Regulation of securities, markets, and transactions : (Record no. 10971)
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| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 110309s2011 nju ob 001 0 eng d |
| 010 ## - LIBRARY OF CONGRESS CONTROL NUMBER | |
| Canceled/invalid LC control number | 2010039894 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | N$T |
| Language of cataloging | eng |
| Description conventions | pn |
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| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781118008560 |
| Qualifying information | (electronic bk.) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 1118008561 |
| Qualifying information | (electronic bk.) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781119200093 |
| Qualifying information | (electronic bk.) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 1119200091 |
| Qualifying information | (electronic bk.) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Cancelled/invalid ISBN | 9780470601969 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Cancelled/invalid ISBN | 0470601965 |
| 028 01 - PUBLISHER NUMBER | |
| Publisher number | EB00066065 |
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| OCLC library identifier | HEBIS |
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| OCLC library identifier | DEBBG |
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| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (OCoLC)706458323 |
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| 043 ## - GEOGRAPHIC AREA CODE | |
| Geographic area code | n-us--- |
| 050 #4 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | HG4910 |
| Item number | .C585 2011eb |
| 072 #7 - SUBJECT CATEGORY CODE | |
| Subject category code | BUS |
| Subject category code subdivision | 036000 |
| Source | bisacsh |
| 082 04 - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 332.63/20973 |
| Edition number | 22 |
| 049 ## - LOCAL HOLDINGS (OCLC) | |
| Holding library | MAIN |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Collins, Patrick S., |
| Dates associated with a name | 1940- |
| 245 10 - TITLE STATEMENT | |
| Title | Regulation of securities, markets, and transactions : |
| Remainder of title | a guide to the new environment / |
| Statement of responsibility, etc | Patrick S. Collins. |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication, distribution, etc | Hoboken, N.J. : |
| Name of publisher, distributor, etc | Wiley, |
| Date of publication, distribution, etc | ©2011. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 1 online resource (xix, 364 pages). |
| 336 ## - | |
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| -- | txt |
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| 490 1# - SERIES STATEMENT | |
| Series statement | Wiley finance ; |
| Volume number/sequential designation | [585] |
| 504 ## - BIBLIOGRAPHY, ETC. NOTE | |
| Bibliography, etc | Includes bibliographical references and index. |
| 520 ## - SUMMARY, ETC. | |
| Summary, etc | "This book provides a description about the various government regulations of securities, securities markets, and securities transactions. The book defines, describes, and explains U.S. securities regulation. The book will be current as of the signing of the securities reform act (expected to be signed by President Obama in mid-2010). Major parts within the book include: Regulation; Accounting and Auditing; Introduction to Notes; Notes; Sections of Public Laws; Sections of Codified Securities Laws; Organizations. In addition, there will be an extensive reference section, glossary, and list of useful websites (by both name and function)."-- |
| -- | Provided by publisher. |
| 588 0# - | |
| -- | Print version record. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | ""Registered Self-Regulatory Organizations""""Special-Purpose Self-Regulatory Organizations""; ""Regulation of Registered Entities and Persons""; ""Chapter 2: Regulation of Nonregistered Entities and Persons""; ""Introduction""; ""Nonsecurities Laws""; ""Chapter 3: Accounting and Auditing""; ""Introduction""; ""Accounting""; ""Mark-to-Market Accounting""; ""Auditing""; ""Objectives-Oriented Rules for Accounting and Auditing""; ""Audit Committees""; ""Accounting Capital and Regulatory Capital""; ""Accountancy Law""; ""Chapter 4: Introduction to Notes""; ""Public Laws""; ""United States Code"" |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | ""Code of Federal Regulations""""Supreme Court Decisions""; ""Federal Register""; ""SEC Releases""; ""Prefixes for SEC Releases""; ""Selected Releases by the Securities and Exchange Commission""; ""Selected Public Laws""; ""Selected United States Code Titles""; ""Selected United States Code Sections""; ""Selected Code of Federal Regulations Titles""; ""Selected Code of Federal Regulations Parts""; ""Structure of U.S. Code and Code of Federal Regulations Sections""; ""Selected Banking Regulations""; ""State Securities Laws""; ""Uniform Commercial Code""; ""Chapter 5: Notes"" |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | ""Chapter 6: Selected Sections from the Financial Regulation Act of 2010""""Introduction""; ""Major Section Headings of the Financial Regulation Act""; ""Selected Sections of the Financial Regulation Act""; ""Reports Required by the Financial Regulation Act""; ""Chapter 7: Sections of Codified Securities Laws""; ""Introduction""; ""Securities Act (15 USC Sections 77a and following)""; ""Trust Indenture Act (15 USC Sections 77aaa and following)""; ""Securities Exchange Act (15 USC Sections 78a and following)""; ""Securities Investor Protection Act (15 USC Sections 78aaa and following)"" |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | ""Investment Company Act (15 USC Sections 80a-1 and following)""""Investment Advisers Act (15 USC Sections 80b-1 and following)""; ""Public Company Accounting Reform and Corporate Responsibility""; ""Chapter 8: Organizations""; ""Introduction""; ""Executive Branch of Government""; ""Legislative Branch of Government""; ""Judicial Branch of Government""; ""Agencies of Government""; ""Self-Regulatory Organizations""; ""Accounting Principles and Auditing Standards""; ""Industry and Professional Associations""; ""State-Related Organizations""; ""International Organizations"" |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name as entry element | Securities |
| Geographic subdivision | United States. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name as entry element | Securities industry |
| General subdivision | Law and legislation |
| Geographic subdivision | United States. |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name as entry element | BUSINESS & ECONOMICS |
| General subdivision | Investments & Securities |
| -- | General. |
| Source of heading or term | bisacsh |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name as entry element | Securities. |
| Source of heading or term | fast |
| -- | (OCoLC)fst01110743 |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name as entry element | Securities industry |
| General subdivision | Law and legislation. |
| Source of heading or term | fast |
| -- | (OCoLC)fst01110831 |
| 651 #7 - SUBJECT ADDED ENTRY--GEOGRAPHIC NAME | |
| Geographic name | United States. |
| Source of heading or term | fast |
| -- | (OCoLC)fst01204155 |
| 655 #4 - INDEX TERM--GENRE/FORM | |
| Genre/form data or focus term | Electronic books. |
| 776 08 - ADDITIONAL PHYSICAL FORM ENTRY | |
| Display text | Print version: |
| Main entry heading | Collins, Patrick S., 1940- |
| Title | Regulation of securities, markets, and transactions. |
| Place, publisher, and date of publication | Hoboken, N.J. : Wiley, ©2011 |
| International Standard Book Number | 9780470601969 |
| Record control number | (DLC) 2010039894 |
| -- | (OCoLC)664666859 |
| 830 #0 - SERIES ADDED ENTRY--UNIFORM TITLE | |
| Uniform title | Wiley finance series ; |
| Volume number/sequential designation | 585. |
| 856 40 - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | http://onlinelibrary.wiley.com/book/10.1002/9781119200093 |
| Public note | Wiley Online Library |
| 880 0# - ALTERNATE GRAPHIC REPRESENTATION | |
| Linkage | 505-00/Zsym |
| a | ""Title Page""; ""Copyright""; ""Preface""; ""Chapter 1: Regulation""; ""Securities and the Public Interest""; ""Meaning of “Security�""; ""Debt, Equity, and Option Securities""; ""Securities Transactions""; ""Institutional and Functional Regulation""; ""Exclusions and Exemptions""; ""Structure of Securities Laws""; ""Other Securities Laws""; ""Regulatory Objectives""; ""Disclosure and Transparency""; ""Regulation and Supervision""; ""Registration""; ""Registration of Securities""; ""Registration of Entities and Persons""; ""Issuers of Securities""; ""Self-Regulatory Organizations"" |
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